The application follows an investigation by the corporate regulator after concerns unlicensed financial services were being conducted during the COVID-19 pandemic when mo...
Former First State Super chief executive and Order of Australia recipient, Michael Dwyer, has been appointed as chair of Bennelong Funds Management Group and Bennelong Fu...
Catherine Kovacs will serve as a member of the audit, risk and compliance committee on the platform provider’s board....
The roles of the adviser and licensee may need to be more clearly defined for the individual adviser registration regime to properly function. ...
The exchange traded fund provider has added Wilson O’Fee and William Taylor to its sales and portfolio management teams....
Draft legislation for the compensation scheme of last resort and financial accountability regime will be introduced, as well as a report from the corporate regulator on t...
More trustees are willing to seek professional advice than before the COVID-19 pandemic, but that has not resulted in physical uptake, according to research from Investme...
Non-bank financial services – as well as banking and insurance – are among the lowest rated industries for trust, according to Roy Morgan....
The corporate regulator has released guidance on how advisers should be giving records of advice provided under the temporary COVID-19 relief measure....
Ashish Kochar will replace Amit Lodha as portfolio manager of the global equities fund who has stepped down to spend more time in India with his family....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...