Latest Financial Planning & Services News from Money Management

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21 January

Financial planning

Revenue at all costs undermines financial planning

Many of the problems identified by the Royal Commission stemmed from a revenue at all costs approach which

A significant number of industry funds are among the lower performers being scrutinised by the Australian Prudential Regulation Authority.

18 January

Financial planning

Super fund telephone consultant gave wrong personal advice

Superannuation funds have been placed on notice about the dangers of their telephone consultants drifting into

18 January

Financial planning

Has FASEA omitted a key piece of info?

The Financial Adviser Standards and Ethics Authority has seemingly omitted the ‘Graduate Outcome Statements’,

DomaCom has supported an action in the Federal Court for a declaration that its sub-funds are not inhouse assets or related trusts for the purposes of the SIS.

17 January

Financial planning

ASIC takes Advanced Wealth Financial to court

The Australian Securities and Investments Commission has taken court action against Advanced Wealth Financial

Stephen Sedgwick’s review into retail banking remuneration was limited in its terms of reference, meaning it did not examine areas of financial services that have been ridden with scandal.

17 January

Financial planning

Has the Royal Commission overlooked an obvious breach?

A former dealer group head and current investment committee chairman believes the Royal Commission and the

17 January

Financial planning

FASEA imposes gap assessment for foreign qualifications

The Financial Adviser Standards and Ethics Authority has announced the imposition of a ‘gap assessment’ for people

The CFA designation needed a higher degree of professionalism to build the industry integrity and recognition, according to CFA Societies Australia.

16 January

Financial planning

FPA wants formal FASEA recognition of CFP

The Financial Planning Association has sought formal Financial Adviser Standards and Ethics Authority recognition

15 January

Financial planning

FASEA issues final education pathways policy

The Financial Adviser Standards and Ethics Authority has issued its final education policy outline with the

15 January

Financial planning

Ending grandfathered trails will enrich banks, not clients

The Association of Financial Advisers has warned that summarily ending grandfathered trailing commissions would

14 January

Financial planning

FASEA exam acknowledged as a culling mechanism

The Association of Financial Advisers has acknowledged that the financial adviser exam will likely act as a

10 January

Financial planning

PC recommends immediate end to super-related trails

Financial planners face a total ban on trailing commissions attaching to superannuation if the Government accepts

9 November

Financial planning

FPA advocates best interest duty for licensees

The Financial Planning Association has told the Royal Commission the planning industry would be well served if

Financial planning

Term Content Search API

Revenue at all costs undermines financial planning

Super fund telephone consultant gave wrong personal advice

Has FASEA omitted a key piece of info?

ASIC takes Advanced Wealth Financial to court

Has the Royal Commission overlooked an obvious breach?

FASEA imposes gap assessment for foreign qualifications

FPA wants formal FASEA recognition of CFP

FASEA issues final education pathways policy

Ending grandfathered trails will enrich banks, not clients

FASEA exam acknowledged as a culling mechanism

PC recommends immediate end to super-related trails

FPA advocates best interest duty for licensees

U.S. equity picture in 3 parts: Policy, economy and markets

U.S. Outlook: Aging economic expansion still flexing its muscles

Fast-track life with Alternative Terms

Riders on the storm: Fixed income investing for a rising rate world

3 key takeaways from the U.S. midterm elections

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