Product and advice should be kept separate, and advisers should not be responsible for product failure, according to an association....
The opposition says capping compensation at $150,000 instead of the $550,000 proposed by the Royal Commission is a mistake....
Australian investors have “cooled their appetite” for equity funds after six months of record buying, according to the quarterly Calastone Fund Flow Index....
Life and investments chief executive Justin Delaney will now run the general insurance business as the firm aims to have a unified leadership team in the Australian marke...
Unlicensed investment trader Dr Roger Munro has pleaded guilty to three counts of fraud for misusing client funds by pretending to invest in the TradeStation Futures Trad...
The compulsory acquisition of the remaining Primewest shares has been completed by Centuria Capital....
The internal dispute resolution reporting documents have been released ahead of the pilot test which will launch later this year....
Stuart Dear has been promoted to lead the fixed income team and will be responsible for $6 billion in funds under management....
A draft amendment will look to facilitate incorporation of course approvals into the legislative instrument. ...
The platform provider has appointed Darren Stevens to the newly-created role where he will lead strategic product development initiatives....
ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....
The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....
ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...