Adelaide Private Wealth and DMCA Advisory have joined the CountPlus network, which has added 25 new firms this year. ...
Despite 400 new entrants doing their professional year, this number is far below what is required to sustain the industry....
The corporate regulator and the Reserve Bank will have more power to intervene to manage a crisis and preemptively identify and manage risks in financial market infrastru...
Amir Ansari has been appointed as global head of product design at the financial services technology firm. ...
EC Audit and its director, Robert Evett, will be the first ever in Australia to face criminal charges for failure to comply with auditing standards....
Jan McClelland has been jointly appointed to chair the Life Code Compliance Committee by the Financial Services Council and the Australian Financial Complaints Authority....
Synchron advisers and staff can receive a $100 Bunnings gift voucher if they get the COVID-19 vaccine. ...
Robotics, automation and artificial intelligence are still at the early stages investment wise and will be a long-term trend, according to ROBO Global....
Matthew Nicholson and Oswaldo Duque have been added to the advice team at Fitzpatricks Private Wealth....
AUSTRAC has informed the big four bank that it has identified “serious concerns” with NAB’s compliance of its Anti-Money Laundering and Counter-Terrorism Financing progra...
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...