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Financial planning
The AFA says advisers are too often being blamed for product failures and the misdeeds of others....
Life/Risk
APRA warns life insurers they need to take responsibility for the manner in which their products are sold....
Life/Risk
Synchron’s Don Trapnell urges risk advisers to counter worst elements of Trowbridge interim report, including five-year responsibility period....
Financial planning
ASIC moves to extend the class order relief currently underpinning general advice....
Superannuation
APRA will wait and see what finally emerges from the unions Royal Commission before acting with respect to allegations confronting Cbus....
Superannuation
APRA has been questioned over the appropriateness of industry fund directors’ fees exceeding $1 million a year....
Superannuation
The ISA points to the tension between members’ best interests and shareholder returns with respect to bank-owned super funds. ...
Policy & Regulation
The FSI final report has placed stockbrokers squarely in the regulatory cross-hairs....
Financial planning
Much as a judge or magistrate has a duty to stay impartial when hearing matters which come before their courts, so too does a Commonwealth regulator....
Superannuation
The Government is intent on proceeding with changes to superannaution fund governance to bring them into line with publicly-listed companies....
Superannuation
Industry fund chief executive wants banks and AMP to abide by a best interest duty when providing super via employers....
Accounting
The former director of an accountancy firm has been banned by ASIC for being part of a scheme which raised funds from clients for mezzanine finance and mortgage lending....
Financial planning
ASIC has issued a $42,500 penalty on payday lender Abaz Pty Ltd for failing to get the necessary account statements from consumers....
Financial planning
ASIC has cancelled the Australian credit licence of Net Finance (Corp) Pty Ltd and banned its director, Graham Tandy, from the credit industry for 10 years....
Financial planning
ASIC has answered parliamentary questions about superannuation union liaison officers, the type of advice they can provide and whose AFSL they might be working under....
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...