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Financial planning
ASIC is focusing on stockbrokers and investment advisers and the use of general of advice....
Financial planning
ASIC announces banning of Charterhill Group founder, George Nowak, until 3 July, 2017....
Life/Risk
If life insurance companies want to repair some of the reputational damage inflicted on their industry they need to commit to delivering on their product promises....
Funds management
ASIC has been warned that cobbling together guidance on PDS fee disclosure is not enough and that the underlying legislation needs to be fixed....
Financial planning
Planners urged to do their own due diligence on licensees or risk future reputational damage....
Life/Risk
APRA deputy chairman, Ian Laughlin claims life companies have pursued questionable practices in their pursuit of adviser business....
Financial planning
Documents tabled in Parliament reveal NAB saw no commercial case for pursuing the removal of upfront life/risk commissions. ...
Financial planning
Documents used to condemn NAB Wealth’s handling of advisers actually provided proof of how it was moving to upgrade compliance amid the fallout from CBA....
Financial planning
Documents used to condemn NAB Wealth’s handling of advisers actually provided proof of how it was moving to upgrade compliance amid the fallout from CBA....
Editorial
A clear agenda is being prosecuted aimed at forcing the Government to hold a Royal Commission into the Financial Planning industry but do those pursuing the issue have cl...
Financial planning
The fall-out from NAB’s planning issues may be adoption of a recommendation for a compulsory planner reference-checking regime....
Financial planning
Serious questions asked about whether NAB appropriately filed breach reports relating to 37 planners with whom it parted company....
Financial planning
Under pressure ASIC chairman, Greg Medcraft, has urged politicians to take action to change financial planning....
Financial planning
ASIC has told a Senate committee it has asked NAB for detals of whistleblower complaints including the names of 37 terminated planners....
Financial planning
ClearView has told the Trowbridge working group it wants the word “commissions” replaced along with the banning of shelf space fees and volume bonuses....
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...