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Financial planning
NAB Wealth counters media reports saying that where problems with its planning arm have been identified it has acted and compensated those affected. ...
Financial planning
New analysis points to planning firms having no escape from an increasing compliance burden....
Financial planning
The ASIC adviser register is intended to be up and running on 31 March....
Financial planning
Concerned that the Trowbridge report reflects their working reality, life/risk advisers dominate 130 submissions to the Life Insurance and Advice Working Group....
Financial planning
Australia to act as Australasian arm of Deloitte’s chain of Cyber Intelligence Centres....
Financial planning
Product manufacturers need to ensure their services and compliance procedures are up to standard, with ASIC set to take a hard-line approach in 2015, according to legal e...
Financial planning
Planners who cannot explain to clients their justification for recommending particular platforms may find themselves in breach of ASIC guidance....
Superannuation
ASIC warns that legislative moves which curtail its ability to access telecommunications data warrants will risk another Trio/Astarra....
Financial planning
ASIC reinforces signal for licensees to be more discerning when recruiting advisers from failed planning groups....
Superannuation
The Productivity Commission has signalled it won’t be traversing the default funds issue in its review of the Australian Workplace Relations Framework....
Superannuation
AIST urges Government not to adopt Board of Taxation’s recommendations lifting the super payment threshold for low income workers to $1350 a quarter....
Financial planning
ASIC has been told the ATO is on the right track with its ‘digital by default’ approach. ...
Financial planning
SPAA chief executive, Andrea Slattery, says SMSF trustees should feel comforted by the level of regulatory scrutiny the sector receives....
Superannuation
Frydenberg commits to changing an SG Charge regime described as “unnecessarily harsh”....
Financial planning
The Capital Markets Cooperative Research Centre says ASIC chairman, Greg Medcraft, is off the mark when he pushes for a national exam in the absence of evidence it will a...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...