COMPLIANCE

Life/Risk

The AFA has claimed the Trowbridge terms of reference to deliver a unified solution were not delivered....

Financial planning

ASIC signals clamp down on multiple instances of planning firms charging for advice that was never provided....

Superannuation

ASIC has confirmed to a Parliamentary Committee it has been ‘working’ with real estate agents found to be giving property-related SMSF advice....

Financial planning

Adverse economics has played a major role in reducing the number of illegal managed investment schemes, according to ASIC....

Life/Risk

Copies of the FSC’s Trowbridge submission are being circulated by advisers as they continue to worry about the final recommendations....

Life/Risk

Life Insurance Advice Working Group chairman, John Trowbridge, has defended the manner in which he dealt with the final report recommendations and denied any change of ma...

Editorial

Another bout of negative publicity has reinforced the need for better differentiating the various sectors of the financial services industry....

Life/Risk

Frydenberg warns life/risk industry on Trowbridge - initiate your own reforms or lose control of the outcome....

Life/Risk

Warning that flaws in TPD regime may see people seeking to manipulate it to fund an early retirement....

Superannuation

A new survey has revealed strong support for the inclusion of at least one-third independent directors on super fund boards....

Life/Risk

Despite claims of an 11th hour change in mandate, defenders of the Trowbridge Report say he decision to make the final report the sole work of its chairman was flagged in...

Financial planning

The Financial Planning Association has urged the introduction of a Practicing Certificate regime for financial planners....

Life/Risk

ASIC acknowledges dearth of PI providers and difficulties of smaller planning firms obtaining cover but claims market stable....

Life/Risk

Brisbane-based adviser argues there may be privacy implications if the Trowbridge recommendations are implemented....

Life/Risk

Trowbridge recommends level commissions, an Initial Advice Payment of no more than $1200 and a five-year rule....

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 3 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 5 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 3 days ago
moneymanagement logo