COMPLIANCE

Funds management

ASIC confirms a continuing focus on FX trading businesses and the existence of several investigations....

Editorial

Is the Trade Union Royal Commission right in pointing to a money link between industry funds and trade unions?...

Financial planning

The CFA Institute urges an oath-based approach as it tells Treasury you can’t regulate against bad ethics....

Financial planning

APRA chairman, Wayne Byres, has reminded banks to maintain appropriate standards with respect to mortgage lending amid the current house price boom....

Financial planning

Next Tuesday’s Federal Budget is expected to put in motion ASIC’s transition to a user-pays funding regime....

Financial planning

ASIC has moved to issue a Regulatory Guide based on the recent remediation exercises flowing from major planning failures....

Financial planning

The AFA acknowledges that the approach outlined by the FPA on Trowbridge accords very closely with its own but deadlines remain the issue....

Life/Risk

More announcements expected on move from upfront commissions amid advisers feeling rushed on Trowbridge....

Life/Risk

AFA chief executive, Brad Fox, acknowledges leadership of AMP on life/risk changes but urges continued pursuit of a unified position....

Superannuation

ASIC has completed surveillance of intra-fund advice delivered by superannuation funds including whether they’ve extended it to transition to retirement strategies....

Financial planning

The Association of Financial Advisers says its OK for licensees to take a self-directed approach ahead of the mandating of any standards out of the Trowbridge recommendat...

Life/Risk

More than 40 per cent of life/risk advisers would consider exiting the industry if the Trowbridge recommendations were implemented in totality....

Financial planning

The Financial Services Council has warned against granting ASIC product intervention powers as a bridge too far....

Life/Risk

Former FPA chairman, Matthew Rowe says the insurers know the identity of the churners and it should be left to the market to decide remuneration....

Superannuation

The Grattan Institute claims super fund members are paying around $6 billion to much in super administration and investment fees....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 3 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 5 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 3 days ago
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