Financial services guide and statement of advice documentations, breach reporting, and applying the Corporations Act are some of the key areas where exam takers are strug...
Over 14,850 have now passed the exam, almost three-quarters of the advisers on the Financial Adviser Register. ...
Former Association of Financial Advisers chief executive, Phil Kewin, has been appointed as chief executive of the National Insurance Brokers Association....
Seven new partners have been added across its Adelaide, Brisbane, Melbourne and Sydney businesses....
Limited licence roles have contributed to almost a quarter of adviser roles lost over the financial year, making it harder for Australians to access single-issue advice....
Centrepoint Alliance has lost most of the adviser roles it expects to lose and it expects only a small cohort to drop-off at the end of the year....
It aims to be the most comprehensive environmental, social and governance rating index on the market, which will help advisers better navigate responsible investment opti...
With Australian and US markets at all-time highs, Asian small caps offer the best growth opportunities, according to Wattle Partners....
Redpoint Investment Management has appointed Nick Ying as portfolio trader and Tao Chen as quant developer....
The big four bank will remediate customers of its financial advice business for failure to notify them of corporate actions between 2005 to 2019....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...