Financial services guide and statement of advice documentations, breach reporting, and applying the Corporations Act are some of the key areas where exam takers are strug...
Over 14,850 have now passed the exam, almost three-quarters of the advisers on the Financial Adviser Register. ...
Former Association of Financial Advisers chief executive, Phil Kewin, has been appointed as chief executive of the National Insurance Brokers Association....
Seven new partners have been added across its Adelaide, Brisbane, Melbourne and Sydney businesses....
Limited licence roles have contributed to almost a quarter of adviser roles lost over the financial year, making it harder for Australians to access single-issue advice....
Centrepoint Alliance has lost most of the adviser roles it expects to lose and it expects only a small cohort to drop-off at the end of the year....
It aims to be the most comprehensive environmental, social and governance rating index on the market, which will help advisers better navigate responsible investment opti...
With Australian and US markets at all-time highs, Asian small caps offer the best growth opportunities, according to Wattle Partners....
Redpoint Investment Management has appointed Nick Ying as portfolio trader and Tao Chen as quant developer....
The big four bank will remediate customers of its financial advice business for failure to notify them of corporate actions between 2005 to 2019....


BlackRock Australia plans to launch a Bitcoin ETF later this month, wrapping the firm’s US-listed version which is US$85 billion in size....
ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....
ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...