EXAM

Financial planning

The pathway will allow financial advisers who have 10 or more years of full-time experience in the last 12 years to only complete a tertiary level unit on the code of eth...

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Financial planning

Those who have not passed the adviser exam and are ineligible for the extension have until the end of the year to come off the Financial Adviser Register to avoid being c...

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Financial planning

There will be ‘probably’ four sittings of the financial adviser exam in 2022, according to the corporate regulator....

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Financial planning

Exam takers who did not pass have until Friday, 29 October, to register for the November exam....

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Financial planning

Knowledge of when to provide retail clients key documents, identifying breaches, and the code of ethics are key problem areas in what was the worst collective result out ...

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Financial planning

Advisers taking the September Financial Adviser Standards and Ethics Authority exam will receive their results before registration for the November exam closes....

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Financial planning

Over 14,850 have now passed the exam, almost three-quarters of the advisers on the Financial Adviser Register. ...

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Financial planning

The Government’s limited one-time extension for certain existing advisers to pass the exam will have until 30 September, 2022. ...

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Financial planning

Advisers who have failed the FASEA exam at least twice will have a limited opportunity to sit it one more time in 2022 under new Government rules....

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Financial planning

Questions from the Financial Adviser Standards and Ethics Authority exam can be removed from marking for English as a second language exam participants, if it is shown to...

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Financial planning

The Financial Adviser Standards and Ethics Authority’s functions may have been devolved to Treasury and ASIC but the minister is making clear that nothing else has change...

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Financial planning

The education provider will offer free enrolment into the three versions of the Kaplan Adviser Practice Exam, monthly webinars and individual tutoring....

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Financial planning

The life insurer will virtually continue its FASEA Exam Masterclass through the TAL Risk Academy....

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Financial planning

Adviser struggles included three of the Standards, ethical obligations, understanding client best interests, and understanding the difference between types of advice....

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Financial planning

The August exam saw 65% of re-sitters pass, compared to the average of 54%, and 10,000 overall have now completed the exam. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 6 days ago