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Shadow minister for financial services Stephen Jones would support changes to the financial adviser exam so that Professional Year advisers could choose to sit an exam ba...
Financial planning
The percentage of candidates who passed February’s financial adviser exam, the first one under the Australian Securities and Investments Commission, has fallen to 32.4%. ...
Financial planning
Financial advisers can use 2022 as a year of opportunity to build and make their business more efficient given there will be no major regulatory changes over the next yea...
Financial planning
The cost to sit the financial adviser exam will be higher than initial estimates as it moves to being run by the corporate regulator and any Standard 3 amendment responsi...
Financial planning
The pathway will allow financial advisers who have 10 or more years of full-time experience in the last 12 years to only complete a tertiary level unit on the code of eth...
Financial planning
Those who have not passed the adviser exam and are ineligible for the extension have until the end of the year to come off the Financial Adviser Register to avoid being c...
Financial planning
There will be ‘probably’ four sittings of the financial adviser exam in 2022, according to the corporate regulator....
Financial planning
Exam takers who did not pass have until Friday, 29 October, to register for the November exam....
Financial planning
Knowledge of when to provide retail clients key documents, identifying breaches, and the code of ethics are key problem areas in what was the worst collective result out ...
Financial planning
Advisers taking the September Financial Adviser Standards and Ethics Authority exam will receive their results before registration for the November exam closes....
Financial planning
Over 14,850 have now passed the exam, almost three-quarters of the advisers on the Financial Adviser Register. ...
Financial planning
The Government’s limited one-time extension for certain existing advisers to pass the exam will have until 30 September, 2022. ...
Financial planning
Advisers who have failed the FASEA exam at least twice will have a limited opportunity to sit it one more time in 2022 under new Government rules....
Financial planning
Questions from the Financial Adviser Standards and Ethics Authority exam can be removed from marking for English as a second language exam participants, if it is shown to...
Financial planning
The Financial Adviser Standards and Ethics Authority’s functions may have been devolved to Treasury and ASIC but the minister is making clear that nothing else has change...
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...