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Financial planning
ASIC’s investigation into HFT and dark pools reveals only a few problems but identifies breaches....
Financial planning
New research reveals high degree of indecision on codes of conduct and opt-in....
Policy & Regulation
Australia’s new Tax Commissioner signals fewer high-profile court cases....
Superannuation
Super funds which provide advice around tax want exemption from requirement to register as tax agents....
Financial planning
Addwealth Financial Services has had its licence cancelled by the Australian Securities and Investments Commission....
Financial planning
A lack of regulation around property investment in Australia, particularly in regards to SMSFs, is jeopardising the retirement savings of millions, according to PIPA....
Financial planning
A Victorian man has received a 12-month suspended sentence after being found guilty of four insider trading charges....
Financial planning
Advisers are focused on compliance in the lead-up to the FOFA deadline at the expense of marketing and business development, says The Advice Exchange....
Accounting
Accountants unhappy with constraints imposed by APES 230 are looking to a less fettered IPA....
Financial planning
Financial advisers practising within managed discretionary account (MDA) arrangements may seek the stability of a larger, more established MDA operator in order to meet A...
Life/Risk
Synchron’s Don Trapnell calls for proof to justify ASIC’s concern on churn....
Superannuation
The Superannuation Complaints Tribunal (SCT) is currently working through a raft of complaints about contributions tax deductions and has called for accountants to lift t...
Financial planning
ASIC Commissioner Peter Kell suggests embracing the purpose of FOFA is necessary for planning to become a profession....
Financial planning
The Institute of Managed Account Providers (IMAP) chair Toby Potter says the regulator’s proposed guidance on managed discretionary accounts (MDAs) recognises their impor...
Funds management
Managed discretionary accounts (MDAs), which allow advisers to run direct equities portfolios for their clients, are under review by the Australian Securities and Investm...
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...