COMPLIANCE

Accounting

APESB board papers deliver APES 230 much closer to FOFA intent. ...

Accounting

APESB guidance will make accountants not only declare outsourced arrangements but the geographic location of those involved. ...

Financial planning

DST markets Anova solution as capable of meeting APRA’s tougher data requirements....

Financial planning

Sundaram Business Services aims for RG146 compliance for Indian-based personnel....

Financial planning

Despite reports to the contrary, OneVue has seen advisers flock back to platforms as regulatory changes force them to run their practices more efficiently....

Funds management

Dalton Nicol Reid has welcomed the regulator’s consultative review of the growing managed discretionary account sector....

Superannuation

SMSF administrator Sundaram will train up to a third of its India-based staff in RG146 as the firm picks up more Australian clients....

Financial planning

ASIC is warning investors of a cold-calling scam that appears to be linked to a series of fraudulent businesses....

Financial planning

Financial planners who fail to report suspicious client activity can wind up facing prosecution down the track, according to Minter Ellison partner Richard Batten....

Financial planning

Financial Services minister Bill Shorten has acknowledged the public’s desire for super policy to be depoliticised....

Financial planning

APRA’s Charles Littrell argues the case for political bipartisanship on supporting the financial services regulators....

Funds management

ASIC has released a consultation paper that aligns with international standards on risk management for the managed funds sector, it said....

Life/Risk

A Sydney insurance broker has been permanently banned from providing financial services following an investigation by the Australian Securities and Investments Commission...

Superannuation

The Government has introduced legislation into Parliament that will require superannuation fund trustess to consolidate multiple accounts that are held by the same member...

Life/Risk

FSC chief executive John Brogden has once again called upon the life insurance industry to heed ASIC’s warning and self-regulate on churn while it can....

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MARKET INSIGHTS

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