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Financial planning
Sundaram Business Services aims for RG146 compliance for Indian-based personnel....
Financial planning
Despite reports to the contrary, OneVue has seen advisers flock back to platforms as regulatory changes force them to run their practices more efficiently....
Funds management
Dalton Nicol Reid has welcomed the regulator’s consultative review of the growing managed discretionary account sector....
Superannuation
SMSF administrator Sundaram will train up to a third of its India-based staff in RG146 as the firm picks up more Australian clients....
Financial planning
ASIC is warning investors of a cold-calling scam that appears to be linked to a series of fraudulent businesses....
Financial planning
Financial planners who fail to report suspicious client activity can wind up facing prosecution down the track, according to Minter Ellison partner Richard Batten....
Financial planning
Financial Services minister Bill Shorten has acknowledged the public’s desire for super policy to be depoliticised....
Financial planning
APRA’s Charles Littrell argues the case for political bipartisanship on supporting the financial services regulators....
Funds management
ASIC has released a consultation paper that aligns with international standards on risk management for the managed funds sector, it said....
Life/Risk
A Sydney insurance broker has been permanently banned from providing financial services following an investigation by the Australian Securities and Investments Commission...
Superannuation
The Government has introduced legislation into Parliament that will require superannuation fund trustess to consolidate multiple accounts that are held by the same member...
Life/Risk
FSC chief executive John Brogden has once again called upon the life insurance industry to heed ASIC’s warning and self-regulate on churn while it can....
ASIC Commissioner Greg Tanzer has called super fund trustees to reinforce the long-term nature of superannuation as an investment, according to ASIC Commissioner, Greg Ta...
Superannuation
APRA has signaled an important difference in view on superannuation fund governance to that expressed by the Federal Opposition and the Financial Services Council. ...
Financial planning
The major industry bodies have welcomed the introduction of legislation into Parliament that will enshrine the terms ‘financial planner’ and ‘financial adviser’ in law....
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...