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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Superannuation
ASIC is reminding product issuers that as part of their implementation of Protecting Your Super Package, they need to take care that, from 1 July 2019, Product Disclosure...
Financial planning
The Financial Planning Association has backed its push for co-regulation and enforceable codes with a call for confidential information sharing with the Australian Securi...
Financial planning
As financial planning firms worry about whether their professional indemnity insurance will cover legacy complaints, the Australian Securities and Investments Commission ...
Policy & Regulation
ASIC has permanently banned Murray Graham Davies from providing financial services and engaging in credit activities....
Policy & Regulation
Liquidators should pay heed to a decision from the Federal Court to fix the remuneration of the liquidators of three Adelaide companies at $3.9 million, compared to the $...
Features
As the Australian Securities and Investments Commission shifts to a ‘why not litigate’ approach to pursuing breaches of financial services and corporate law, Hannah Woott...
Editorial
The Australian Securities and Investments Commission has done much post-Royal Commission chest-beating about pursuing litigation but it needs to translate that tough talk...
People & Products
Former Australian Securities and Investments Commission deputy chair Peter Kell is joining a panel on licensee reporting set up by Adviser Ratings....
Financial planning
A number of financial advisers have questioned whether the Australian Securities and Investments Commission is being consistent in its treatment of salaried financial pla...
Financial planning
The Financial Planning Association urged the Treasury to ensure the costs of extra regulatory scrutiny of major licensees such as the banks and AMP were not ultimately ca...
Superannuation
The Australian Securities and Investments Commission has amended relief conditions for superannuation and retirement calculators....
Life/Risk
While the new design and distribution obligations for retail insurance products will impact insurers more, sellers of retail insurance products will still see some new re...
Financial planning
Industry superannuation funds are winning more corporate superannuation mandates and therefore making the choices about who provides financial advice....
Policy & Regulation
When the new assistant minister for Superannuation, Financial Services and Financial Technology, Jane Hume is sworn in tomorrow she will face some significant challenges ...
Superannuation
The Australian Securities and Investments Commission has chosen AustralianSuper as the default fund for all new employees from 1 July, this year....
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MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...