Peter Kell joins ratings commission panel

australian-securities-and-investments-commission/ASIC/peter-kell/Adviser-Ratings/westpac/national-australia-bank/Choice/ACCC/

13 June 2019
| By Laura Dew |
image
image image
expand image

Former Australian Securities and Investments Commission (ASIC) deputy chair Peter Kell is joining a panel on licensee reporting set up by Adviser Ratings, his first role since departing the regulator last year.

The licensee ratings commission is the first time the organisation has taken a position and conducted ratings itself.

Kell joined ASIC in 2011 and was appointed as deputy chair in 2013 before resigning from the organisation last September, eight months before the end of his extended term.

During his time at ASIC he was heavily involved with the financial services royal commission, led legal cases against Westpac and National Australia Bank and was a key driver of financial sector policy.

Prior to joining ASIC, Kell previously led consumer group CHOICE and was deputy chair of the Australian Competition and Consumer Commission (ACCC)

Also joining the committee was Jerry Parwada, a professor of finance at the University of New South Wales, as chairperson and Janice Sengupta, former chief investment officer Asia Pacific at AON.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks 1 day ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 6 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo