The Financial Planning Association of Australia has urged the Government to extend the freeze on the ASIC levy for one more year, among several Budget recommendations....
ASIC has banned a Sydney director for three years after he tried to approach determinations by the Australian Financial Complaints Authority, including for inappropriate ...
First Sentier Investors has appointed Kristen Le Mesurier to the newly-created role of head of environmental, social and governance in its Australian Equities Growth team...
A class action is being prepared against IG Markets on behalf of thousands of investors who lost an estimated $800 million trading contracts for difference. ...
Firetrail Investments has launched the high conviction S3 Global Opportunities fund on the ASX....
Chairs of Australia’s financial regulators have told the House of Representatives economics committee of their focuses for the year ahead including cryptocurrency and gre...
A Queensland financial adviser has been permanently banned by ASIC for lacking honesty, integrity and professionalism in his conduct....
Global fund manager IFM Investors has appointed Ming Long to its board as an independent director....
Global fund manager IFM Investors has appointed Ming Long to its board as an independent director....
Midwinter has integrated with estate planning platform Inherit Australia to help advisers have easier estate planning conversations with their clients....
Leading US economist, Larry Summers, has told a Sydney audience that a recession is inevitable and central banks will find it harder to respond this time round....
There is likely to be increased platform consolidation in the market, according to two industry leaders, but firms may find it harder to merge than they expect....
Fidelity International has appointed Lawrence Hanson as managing director of Australia, replacing Alva Devoy. ...
A financial advice recruiter has shared his tips for hiring in an environment where the adviser exodus mean employees have the upper hand....
The corporate regulator has detailed the poor conduct that led to a Queensland director being banned earlier this week....
Fears of a third week of triple-digit falls have been dispelled after the industry reported net positive change this week....
Almost 500 AFS licensees received communication from ASIC earlier this year because they had failed to update their ceased advisers on the Financial Advisers Register (FA...
Almost 500 AFS licensees received communication from ASIC earlier this year because they had failed update their ceased advisers on the Financial Advisers Register....
Research by Vanguard and BetaShares has shown a rotation by investors into fixed income and cash exchange traded funds in recent months....
It is important to ensure that technology does not drive the regulation of crypto assets or compliance could be difficult to achieve, according to the Australian Law Refo...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...