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Licensees should not be chasing financial advisers on CPD, when they are going to sit the exam, or education, as that is not a hallmark of a recognised profession, accord...

Financial planning • 13 July 2021

Equity Trustees has been appointed as the responsible entity of the new fund from an asset manager owned by the Princely House of Liechtenstein....

Funds management • 13 July 2021

AMP has expanded its managed portfolio offer with additional options for the MyNorth Sustainable and Zenith ranges with further additions planned in due course....

Financial planning • 13 July 2021

Ian Silk will be stepping down from his role as chief executive after 15 years and will be replaced by the fund’s chief risk officer, Paul Schroder....

Superannuation • 13 July 2021

Mercer has appointed Marcus De Kock as its new alternatives investment director for the Pacific region. ...

People & Products • 13 July 2021

The corporate regulator has obtained interim orders against Alliance Insurance Broking Services and its sole director, Renato De Maria. ...

Financial planning • 13 July 2021

The Listed investment companies (LICs) and Listed investment trusts (LITs) sector has seen its market capitalisation rise 32% from a year ago, according to the Listed Inv...

Funds management • 14 July 2021

According to a survey of investment professionals, inflation pressure could last the next one to three years because of demand-focused accommodative monetary policy with ...

Funds management • 14 July 2021

It is the first equity environmental, social and governance exchange traded funds to be offered in the Australian market....

Funds management • 14 July 2021

Any “eligible person” appointed to the panel needs to understand the correct context of the advice in question, according to a Parliamentary submission....

Policy & Regulation • 14 July 2021

In its submission to Parliament, the Stockbrokers and Financial Advisers Association recommend holding off enforcement of those parts of the code of ethics until it has b...

Financial planning • 14 July 2021

The corporate regulator’s Financial Services and Credit Panel proposal effectively only has industry figures judging the behaviours of other industry figures, according t...

Policy & Regulation • 14 July 2021

The managed account platform believes its international operations is at a scale disadvantage to its competitors and is looking to divest through a formal sale process....

Financial planning • 14 July 2021

Franklin Templeton Fixed Income CIO Sonal Desai discusses the US Treasuries sharp rally over recent weeks with yields dropping. She outlines 3 possible scenarios and logi...

Knowledge Centre • 14 July 2021

Praemium has reported quarterly inflows to amount to $1.2 billion while total funds under administration achieved record $41.7 billion. ...

Financial planning • 14 July 2021

Consultation for the three-month registration requirement for November exam has been opened by the Financial Adviser Standards and Ethics Authority....

Financial planning • 14 July 2021

Midwinter Financial Services has announced an integration with client engagement software provider, Moneysoft. ...

Financial planning • 14 July 2021

The refinancing of the Royal Adelaide Hospital using social and green loans could set a precedent for public/private partnerships, according to Aberdeen Standard Investme...

Funds management • 15 July 2021

Investors should focus on guarding for inflation, searching for income, seeking quality companies as well as looking beyond stocks and bonds for the remainder of 2021, ac...

Funds management • 15 July 2021

Bentley Brett and Vincent will merge and be acquired by CountPlus member firm Unite Advisory for a total purchase consideration of $1.7 million....

Financial planning • 15 July 2021
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

3 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

4 weeks 1 day ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

3 weeks 1 day ago