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The compulsory acquisition of the remaining Primewest shares has been completed by Centuria Capital....

Funds management • 20 July 2021

Unlicensed investment trader Dr Roger Munro has pleaded guilty to three counts of fraud for misusing client funds by pretending to invest in the TradeStation Futures Trad...

Policy & Regulation • 20 July 2021

Life and investments chief executive Justin Delaney will now run the general insurance business as the firm aims to have a unified leadership team in the Australian marke...

People & Products • 20 July 2021

As ANZ announces a $1.5 billion on-market buyback, this was a “strong indicator” that bank dividends could continue to rise for the next 12 to 24 months, according to Pla...

Funds management • 20 July 2021

WT Financial Group has announced that Sentry’s chair and substantial shareholder, Michael Harrison, has been appointed as its new non-executive director....

People & Products • 20 July 2021

The corporate regulator has released its protocol around how licensees should be reference checking prospective financial advisers they wish to employ. ...

Financial planning • 20 July 2021

In an age of disruption, writes Hendrik-Jan Boer, various factors can be applied to establish which companies are the transition winners. ...

Tools & guides • 20 July 2021

Western Australia-based Wealth Management Partners has announced settlement of the acquisition of operating assets of Police and Nurses Financial Planning Pty Ltd....

Financial planning • 21 July 2021

Acadian Asset Management has launched a multi-asset absolute return fund for investors seeking defensive alternatives exposure. ...

Funds management • 21 July 2021

Australian investors have “cooled their appetite” for equity funds after six months of record buying, according to the quarterly Calastone Fund Flow Index....

Funds management • 21 July 2021

The opposition says capping compensation at $150,000 instead of the $550,000 proposed by the Royal Commission is a mistake....

Policy & Regulation • 21 July 2021

Retirement Income Review panel member Deborah Ralston and BT’s Bryan Ashenden have been appointed to the association’s board....

People & Products • 21 July 2021

Without the removal of certain tax barriers, fund managers could opt to only service Australian clients from overseas, according to the Financial Services Council....

Funds management • 21 July 2021

Trustees should come up with an approach that allows them to have necessary comfort that the quality of advice that is provided to members is as it should be, according t...

Financial planning • 21 July 2021

Product and advice should be kept separate, and advisers should not be responsible for product failure, according to an association....

Financial planning • 21 July 2021

Trustee firm has made three appointments to its senior management team as it looks to grow in Australia....

People & Products • 21 July 2021

Alternative asset management specialist, H.R.L. Morrison and Co has announced that Marko Bogoievski will step down as chief executive at the end of the year and will be r...

People & Products • 21 July 2021

The improved result means it will see an increased fully franked dividend, with funds under management and advice rising to $5.1 billion....

Funds management • 21 July 2021

The corporate regulator is seeking consultation on the anti-hawking of financial products regime that commences in October. ...

Financial planning • 21 July 2021

The corporate regulator has cancelled the Australian financial services license for Gold Coast-based Trade Wind Financial Services and banned its former adviser, Adam Bev...

Financial planning • 21 July 2021
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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

3 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

4 weeks 1 day ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

3 weeks 1 day ago