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To help implement ASIC’s derivative reporting requirements next month the DTCC has appointed its new GTR business manager in Sydney....

Policy & Regulation • 25 March 2015

After being disqualified for dishonestly using his position as a director, James Kwok, has pleaded guilty to managing a corporation while banned....

Financial planning • 25 March 2015

Non-aligned planners and licensees will continue to grow driven by technology which is breaking the link to institutionally derived investment and asset allocation tools....

Financial planning • 25 March 2015

ASFA believes advisers need to lend a hand to retirees on retirement products that will give them a stable income and cushion them against longevity risk. ...

Superannuation • 25 March 2015

Just a day out from the release of the Trowbridge report, Clearview's Simon Swanson argues that upfront commissions aren't the problem, but culture probably is....

Life/Risk • 25 March 2015

The Federal Government has issued a consultation paper on adviser professional standards and called for submissions. ...

Financial planning • 25 March 2015

South African investors in the Investec Australia Property Fund, are making their first move into the NSW office market with a $38.9 million purchase....

Life/Risk • 26 March 2015

CEO level changes at Treasury Group in wake of Northern Lights transaction....

People & Products • 26 March 2015

Forestry investment schemes collapsed as a result of ‘predatory wealth transfer’ from investors to banks aided by liquidators with conflicts of interest according to a NS...

Funds management • 26 March 2015

The 2016 accountants’ exemption deadline is not worrying accountants as yet, nor is it driving them to focus on succession planning....

Accounting • 26 March 2015

Mortgage holders are the biggest believers in the importance of life insurance, while baby boomers are among the most sceptical, a survey reveals....

Life/Risk • 26 March 2015

Trowbridge recommends level commissions, an Initial Advice Payment of no more than $1200 and a five-year rule....

Life/Risk • 26 March 2015

The Australian Securities and Investments Commisison may sit at the centre of how key Trowbridge recommendations are imposed....

Life/Risk • 26 March 2015

The final recommendations of the Trowbridge Report have been delivered and it seems that painful change has become unavoidable for risk advisers....

Editorial • 26 March 2015

The AFA says the Trowbridge report does not have its full support in its current form, and has expressed caution in supporting all of the recommendations. ...

Life/Risk • 26 March 2015

The FSC has backed the Trowbridge Report’s call for structural reform of the life insurance and advice industries....

Life/Risk • 26 March 2015

The licence of planning group Monitor Money has been cancelled by request of its owners ending nearly 40 years in the financial services market....

Financial planning • 27 March 2015

The Trowbridge report has received some criticism for recommendations to change life insurance advisers’ remuneration and Synchron has said it is ultimately bad news for ...

Life/Risk • 27 March 2015

Forum for advice clients Adviser Ratings said life insurance reforms to cut commission was long-overdue and the Trowbridge Report can address this....

Life/Risk • 27 March 2015

The Federal Government’s $10,000 incentive for employers to hire older workers is not enough to overcome age discrimination in the financial services sector, a report rev...

Financial planning • 27 March 2015
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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 weeks 1 day ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

1 week 1 day ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 4 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 4 days ago
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