ASIC tells advisers to foreign financial services providers what documentation they should provide to get a class order exemption to do business in Australia....

ASIC has suspended a wholesale financial services provider’s AFSL after it failed to notify the regulator of a number of breaches of its licence. ...

ASIC convicted 44 people, recovered $180 million and had 110 people removed from directorships or providing financial services in 2014 but claims its still struggles with...

Federal Treasurer, Joe Hockey has acknowledged the problem of home ownership creating asset-rich, cash-poor retirees and access to the age pension....

Client awareness and savvy have shot up, with advisers getting more questions from clients on their qualifications and suitability to manage investments, a CommFP adviser...

A Brisbane planner has questioned industry funds, the size of their boards and the amounts paid to union-nominated directors....

FIIG broadens offering with launch of corporate bond....

AllianceBernstein has picked up a key mandate from Meat Industry fund....

Koda Capital recruits JBWere philanthropy specialists....

BOQ’s decision to combine Retail and Online Banking with Virgin Money sees exit of Bissaker....

Deloitte recruits Suncorp’s Head of Tax, Patrick Grob....

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PIMCO internalises its distribution of funds in Australia....

Reviewers assessing proposed regulation or regulation mooted for removal should be independent of each other, a CIFR study found....

Two former WealthSure clients have returned to court to appeal the apportioning of damages being sought after losses sustained due to advice provided by former WealthSure...

Debate over whether union representatives should be sitting on the boards of industry superannuation funds is a waste of time, according to Labor’s Ed Husic....

Financial services workers waste nearly two working days a week by failing to take advantage of new technologies and increase the risk of making embarrassing mistakes, a ...

Financial planners have to face the incentive issue head-on day after day, a Macquarie University academic opined. ...

NAB has confirmed it is now reporting to ASIC all planners departures and the reasons for their exit....

A former financial planner, sentenced to 12 months in jail for providing advice without a reasonable basis and making false or misleading statements, has been released on...