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Editorial
Regulators must infuse personal integrity into provision of financial advice....
Life/Risk
Regulatory changes to overcome deficiencies in managed investments would be inappropriate for insurance brokers....
Financial planning
A submission to the Joint Parliamentary Committee has warned that existing financial services compliance arrangements fail to recognise how financial services groups actu...
Financial planning
While trustees will have relief from FSR, clients can still sue for negligent advice....
Financial planning
Legislation is required to ensure consumers can distinguish between planners providing 'independent strategy-driven advice' and those providing 'product sales-driven advi...
Financial planning
Will be paying close attention to claims relating to managed investment schemes and other retail products over coming year....
Financial planning
ASIC should use the same regulatory powers it used for intra-fund advice to more aggressively manage investment strategies, according to a submission to the Ripoll Inquir...
Financial planning
Dealer groups will need to reinvent themselves to survive, writes DAVID FOX....
Financial planning
Fees will be decided by industry competition, up to regulator to promote competition....
Financial planning
The global financial crisis has slowed the flow of candidates for entry-level financial planning qualifications but, as AMAL AWAD reports, the education providers remain ...
Financial planning
It is time to start putting Australia’s financial planning education regime into perspective so that new objectives can be pursued, writes RICK DI CRISTOFORO....
Financial planning
New Deloitte study has pointed to the costs and risks involved in complying with international economic and trade sanctions....
Financial planning
Small financial planning practices are struggling with the complex requirements and costs of running their businesses....
Funds management
Former SAI property head Graham Brewer is part of the launch of new property manager Amici Funds Management....
Financial planning
City Pacific has lost control of its First Mortgage Fund following a Federal Court ruling that appointed Trilogy Funds Management as responsible entity....
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...