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Financial planning

The Australian Securities and Investments Commission is suggesting AFSL holders maintain a log of the rumours they hear in the market....

Financial planning

FPA warns the Government of a double regulatory burden on planning firms as a result of the new National Consumer Credit Protection legislation....

Financial planning

At the recent Investment and Financial Services Association conference, Money Management conducted a round table in which inndustry leaders canvassed various issues facin...

Editorial

The nature of managed investment schemes has come under close scrutiny in the recent Environinvest case, writes James Lonie....

People & Products

Industry super fund UniSuper has appointed two senior managers to its new financial advice department....

Financial planning

Austrac has commenced a program of random on-site inspections of financial planners for compliance with anti-money laundering laws....

Policy & Regulation

The Association of Superannuation Funds of Australia has warned the mooted changes to the tax regime covering the supply of financial services will increase costs....

Financial planning

The sons of the principal of a Melbourne advice firm currently under receivership have started up another firm under the licence of dealer group Australian Financial Serv...

People & Products

Professional Investment Services has appointed the final member of its new-look management team, with Kelly Wyman joining as group general manager, services....

Financial planning

The filtering of product information by dealer groups and perceived conflicts of interest were contentious topics at the recent Money Management round table....

Editorial

The cost of providing financial advice has not been readily measured or quantified across the industry, writes Paul Barrett....

Financial planning

A submission by Treasury to the Ripoll inquiry has pointed to the contraction that would occur in the financial advice market if certain fees and commissions were banned,...

Financial planning

The financial services industry is faced with a considerable unknown regarding the future of the bank deposit guarantee, according to IFSA deputy chief John O'Shaughnessy...

Editorial

It is often the commissions versus fees issue that overwhelms discussions about the appropriateness of the title 'profession' when applied to financial advice. ...

Financial planning

A Money Management round table of financial services industry chief executives has backed the concept of a co-regulatory model for the financial services industry....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

5 days 2 hours ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

4 weeks 2 days ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks ago

While the profession continues to see consolidation at the top, Adviser Ratings has compared the business models of Insignia and Entireti and how they are shaping the pro...

2 weeks 2 days ago