The Australian Securities and Investments Commission is suggesting AFSL holders maintain a log of the rumours they hear in the market....
FPA warns the Government of a double regulatory burden on planning firms as a result of the new National Consumer Credit Protection legislation....
At the recent Investment and Financial Services Association conference, Money Management conducted a round table in which inndustry leaders canvassed various issues facin...
The nature of managed investment schemes has come under close scrutiny in the recent Environinvest case, writes James Lonie....
Industry super fund UniSuper has appointed two senior managers to its new financial advice department....
Austrac has commenced a program of random on-site inspections of financial planners for compliance with anti-money laundering laws....
The Association of Superannuation Funds of Australia has warned the mooted changes to the tax regime covering the supply of financial services will increase costs....
The sons of the principal of a Melbourne advice firm currently under receivership have started up another firm under the licence of dealer group Australian Financial Serv...
Professional Investment Services has appointed the final member of its new-look management team, with Kelly Wyman joining as group general manager, services....
The filtering of product information by dealer groups and perceived conflicts of interest were contentious topics at the recent Money Management round table....
The cost of providing financial advice has not been readily measured or quantified across the industry, writes Paul Barrett....
A submission by Treasury to the Ripoll inquiry has pointed to the contraction that would occur in the financial advice market if certain fees and commissions were banned,...
The financial services industry is faced with a considerable unknown regarding the future of the bank deposit guarantee, according to IFSA deputy chief John O'Shaughnessy...
It is often the commissions versus fees issue that overwhelms discussions about the appropriateness of the title 'profession' when applied to financial advice. ...
A Money Management round table of financial services industry chief executives has backed the concept of a co-regulatory model for the financial services industry....
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...