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Editorial
Paul Derham explains the important role a compliance committee plays in reducing regulatory and operational risk for licensees....
Financial planning
A former Commonwealth Financial Planning representative has been banned by ASIC for seven years for giving inappropriate advice and engaging in false or misleading conduc...
Financial planning
ASIC accepted an enforceable undertaking from Professional Investment Services in December due to concerns over the firm’s compliance with its legal obligations....
Financial planning
Clearview Wealth has made two new senior management appointments that will boost its marketing and compliance teams....
Financial planning
Aviva Investors has signed another two-year deal with administration provider, OneVue....
Superannuation
The Australian Taxation Office has revealed the degree to which compliance activity has escalated with the growth in SMSFs....
Financial planning
Offering individually managed accounts to high-net-worth clients can be a scalable solution for financial advisers, writes Damian Graham....
Financial planning
Russell Investments is launching an expanded manager due diligence service, combining traditional research and selection of investment managers with investment program ma...
Financial planning
The ATO believes its Project Wickenby crackdown has succeeded in changing attitudes to tax havens....
Financial planning
After the ownership changes of recent years, Genesys Wealth Advisers is now paying full attention to its member firms....
Financial planning
ASFA wants superannuation guarantee changes aimed at ensuring some of the nation's most vulnerable workers are not missing out on superannuation entitlements....
Financial planning
The Association of Financial Advisers (AFA) has announced the names of its first Fellows of Chartered Financial Practitioner (FChFP)....
Financial planning
While many would agree the current educational requirements for entry into financial planning are inadequate, there is little common ground on how to resolve the issue, w...
Superannuation
The Australian Taxation Office has seen more than 360 convictions for tax and superannuation offences in the second quarter of this year....
Financial planning
Professional Investment Holdings' subsidiary company, Associated Advisory Practices, is growing not only in scale, but also in influence among the independent advisory fo...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...