Infocus recruits head of professional standards

appointments/financial-services-reform/financial-planning-association/money-management/compliance/

18 May 2011
| By Milana Pokrajac |

Dealer group Infocus Money Management has recruited Lyn Dixon as the new head of professional standards and compliance, to support, supervise and train advisers in the field.

Dixon’s specific responsibilities would include developing and implementing a risk-based monitoring program for advisers as well as training and counselling advisers to increase their understanding of compliance and professional standards.

She had joined Infocus from OnePath-owned Tandem Financial Advice network where she oversaw the implementation of the Financial Services Reform Act.

Prior to that, Dixon also worked at Commonwealth Financial Services and was also a winner of the Financial Planning Association Paraplanner of the Year Award in 2000 and 2001.

Homepage

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 3 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 5 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 3 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND
moneymanagement logo