COMPLIANCE
Funds management
The Australian Securities and Investments Commission (ASIC) has released an updated investor guide on unlisted property schemes, urging investors to seek financial advice...
Life/Risk
APRA expresses concern about unproven concepts involved in direct life sales....
Superannuation
ASFA warns that 28 days may not be long enough for SMSF auditors forced to wait for banks....
Financial planning
With the aim of growing its financial planner and mortgage broker network, Australian Capital Home Loans has launched its independent financial planning arm, Australian C...
Superannuation
The Self-Managed Superannuation Fund Professionals' Association (SPAA) has laid out the case for the increased recognition of professional SMSF auditors....
Financial planning
Financial services legal consultants Gold Seal Legal and Gold Seal Risk Management Services are rebranding as The Fold....
Superannuation
SMSF trustees need to make sure loans are 'real' loans and not 'financial accommodations' to ensure they are compliant....
Financial planning
ASIC has cancelled the Australian financial services licence of Lion Advantage and banned its chief executive David Hickie from providing financial services for two years...
Financial planning
The Australian Securities and Investments Commission (ASIC) has issued guidance to promoters of 'crowd funding' in order to provide clarity on arrangements that may fall ...
Life/Risk
Some boutiques are not providing professional indemnity cover to new advisers according to Townsend Business and Corporate Lawyers....
Financial planning
BMW has been ordered by ASIC to repay $1,392,667 to customers after the car financer breached the National Credit Code....
Financial planning
ASIC has released new disclosure benchmarks and principles for infrastructure entities in order to provide retail investors with a better understanding of the associated ...
Financial planning
ASIC has released new disclosure benchmarks and principles for infrastructure entities in order to provide retail investors with a better understanding of the associated ...
Financial planning
In an effort to meet the Federal Government's short-form product disclosure statement (PDS) reforms, MLC has released simpler short-form documents for three of its leadin...
Financial planning
In an effort to meet the Federal Government's short-form product disclosure statement (PDS) reforms, MLC has released simpler short-form documents for three of its leadin...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...