POWERED BY MOMENTUM MEDIA
AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Funds management
ASIC’s review of MDA guidance has major flaws, according to Bailey Roberts Group....
Financial planning
ASIC has successfully applied to the Supreme Court of Queensland for three south-east Queensland based companies to be wound up following its investigation into an unlice...
Financial planning
A former Bell Potter Securities adviser has been sentenced for dishonest conduct involving more than $1.7 million....
Financial planning
A group of Trio victims has condemned the Federal Government for its refusal to compensate them for their $176 million loss. ...
Superannuation
ASIC chairman Greg Medcraft points to greater scrutiny of super funds flowing form market-based financing....
People & Products
ASIC Commissioner Peter Kell has been promoted to deputy chair for a five-year period and will commence his new role on 6 May....
Superannuation
SMSFs may be booming - but the unwary can also find themselves within the sights of a small number of dodgy property advisers and mortgage brokers, writes Damon Taylor. ...
Superannuation
ASIC is urging SMSF auditors to apply for registration before the end of the month. ...
Superannuation
SPAA has cautioned against any over-reaction following the release of the ASIC report into professional advice in the self-managed super fund sector....
Superannuation
The Property Investment Professionals of Australia (PIPA) has welcomed the findings of the regulator’s SMSF Taskforce, but says trustees still require specialised propert...
Financial planning
A former self-managed superannuation fund (SMSF) adviser has been found guilty at Downing Centre Local Court after pleading guilty to one count of lodging a false stateme...
Editorial
Mike Taylor explains the writing was on the wall long before the announcement of a number of practices leaving the AFS Group....
Financial planning
The Australian Securities and Investments Commission has cancelled the Australian financial service licence of the Sydney-based Flowers Financial Management....
Financial planning
PIS CEO Pete Walther is stepping down after 18 months with the company....
Financial planning
Financial advisers have been listed as the dominant distributors of retail structured products in Australia by research undertaken by IOSCO. ...
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...