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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Superannuation
Newly appointed AMP SMSF executive Peter Burgess explains that assessing suitability and explaining risks is the key to good SMSF advice....
The regulator should work to extend the scope of its financial literacy strategy to include an appropriate focus on retirement funding, particularly in relation to senior...
Financial planning
ASIC uses Macquarie’s Storm settlement to challenge premium handed to those who fund class actions....
Editorial
ASIC was right when it issued a warning to financial services licensees to ensure they have “robust recruitment processes” in place when appointing people who have previo...
Financial planning
Payday lender Nimble Australia has changed its advertising following ASIC concerns it was potentially misleading....
Financial planning
Clients with mainly cash holdings not enough to sway ASIC on planner PI requirements....
Financial planning
As it continues its discussions with industry, the Australian Securities and Investments Commission (ASIC) has extended the commencement of upcoming disclosure benchmarks...
Financial planning
Specialist accounting software provider MYOB has announced a new online portal for small business services that it claims will help accountants enhance their client relat...
Financial planning
A former Bell Potter Securities adviser has been sentenced to five years jail with a non-parole period of three-and-a-half years for fraudulent conduct that cost investor...
Financial planning
The award of a premium to Storm Financial victims who bankrolled part of a class action against Macquarie Bank could encourage self-funded group litigation, a Brisbane si...
Financial planning
Former Lonsec Stockbroking Services managing director Norman John Graham has been convicted on two charges of insider trading and fined $30,000....
Financial planning
Charitable investment funds act like banks so they should be regulated as such, according to ASIC....
Money Choice director Matthew George had his PIPA membership suspended days after the regulator banned him from the industry and cancelled his firm’s credit licence....
Financial planning
The Salisbury Group (TSG), a planning business with 50 planners, has gone into administration following the recent closure of Australian Financial Services (AFS). ...
Financial planning
A British Virgin Islands-based company has consented to Federal Court orders preventing it from selling shares and providing financial services in Australia....
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...