POWERED BY MOMENTUM MEDIA
ASIC
Financial planning
The chairman of the Australian Securities and Investments Commission has hinted that the basis for the Corporations Act and ASIC's role may be re-examined....
Financial planning
The Australian Securities and Investments Commission's proposed consumer education campaign 'Swimming Between the Flags' could leave it open to prosecution, according to ...
Financial planning
The Financial Planning Association has responded to a decision by Association of Independently Owned Financial Planners (AIOFP) not to use its Continuing Education assess...
Financial planning
The Australian Securities and Investments Commission (ASIC) is in consultation with Timbercorp scheme growers pushing for the appointment of a responsible entity to 14 sc...
Financial planning
Some researchers have expressed concern over a request from the Australian Securities and Investments Commission that planners send samples of product research used to fo...
Financial planning
Planners served notice by regulator but reports of home and office raids incorrect....
Financial planning
Balmain Trilogy has lodged a notice with the Australian Securities and Investments Commission under the Corporations Act requiring the regulator to register Trilogy as th...
Financial planning
The Bank of Queensland has issued a brief statement confirming it is the subject of an investigation by the Australian Securities and Investments Commission....
Financial planning
The WA Financial Services Forum has written to ASIC requesting it publish any reports from its Quality of Advice project in the 'interests of transparency'....
Financial planning
The Financial Ombudsman Service appears set to be able to accept complaints by consumers against financial advisers up to a value of $500,000 from next year....
Financial planning
ASIC is conducting a national survey of larger dealer groups, with around 30 having been contacted to submit Statements of Advice from their top five advisers....
Financial planning
Former ACT Mortgages broker sentenced following the use of false accountant letters in order to have low doc loans approved....
Superannuation
Don't rely on risky investment schemes to save funds in a bad market....
Financial planning
Former property developer and mortgage broker has pleaded not guilty to charges of obtaining investors' funds through misleading statements and misappropriating funds....
Financial planning
After nearly nine months, ASIC has lifted the short-selling ban but has warned that it will reimpose it immediately if market circumstances dictate....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...