ASIC

Financial planning

Local institutions not suffering like overseas counterparts....

Financial planning

Prosecuted on ASIC charges....

Financial planning

Former PIS adviser gets six years imprisonment....

Financial planning

Director of a Sydney-based funds management firm jailed for seven years....

Financial planning

ASIC seeks court orders to halt a meeting of PIF unit holders....

Financial planning

ASIC reveals intentions to Parliamentary Committee....

Financial planning

ASIC reveals intentions to Parliamentary Committee....

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Financial planning

Westpoint fallout continues as adviser and son are banned....

Financial planning

Westpoint fallout continues as adviser and son are banned....

Policy & Regulation

Neil Burnard receives 12-month suspended jail term....

Financial planning

Neil Burnard receives 12-month suspended jail term....

Financial planning

Accountants not checking borrowers’ finances....

Financial planning

Accountants not checking borrowers' finances....

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Financial planning

Sixteen advisers now banned over Westpoint involvement....

Financial planning

Serious allegations over professional conduct....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 6 days ago