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ASIC
Financial planning
Changes will require schemes to deal with complaints of up to $500,000 and increase compensation claims to cater for increases in portfolio values....
Financial planning
ASIC to hold road show raising awareness of its role in protecting and educating retail investors....
Financial planning
With the global financial crisis giving rise to increasing numbers of financial scams, the Australian Securities and Investments Commission has signalled it is clamping d...
Financial planning
ASIC's deputy chairman, Jeremy Cooper, has flagged the regulator’s intention to take an increasing role in the education of retail investors, but should this be the regul...
Financial planning
Financial planners are facing the reality of another shadow shopping exercise by the Australian Securities and Investments Commission next financial year....
Financial planning
The Australian Securities and Investments Commission has initiated further action related to the Kassongo Superannuation Fund related to the early release of superannuati...
Financial planning
The Australian Securities and Investments Commission has intervened in NSW Supreme Court proceedings creating what amounts to a test case on the provision of low document...
Financial planning
The Australian Securities and Investments Commission has intervened in NSW Supreme Court proceedings creating what amounts to a test case on the provision of low document...
Financial planning
Federal Government criticised for long delays in injecting genuine form into short-selling legislation....
Editorial
IT now transpires that the Australian Securities and Investments Commission did receive four complaints relating to Storm Financial in the period 2006 to 2007. Trouble is...
Financial planning
Goal of regulation should be to make markets work better, according to senior adviser to ASIC....
Financial planning
Regulator 'does not have the power' to prevent aggressive models....
Financial planning
Giving false information while being questioned sees adviser banned....
Financial planning
The Australian Securities and Investments Commission (ASIC) has admitted in a parliamentary hearing that it received four complaints relating to Storm Financial between 2...
Financial planning
Storm offshoot moves to Brisbane....
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MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...