The SMSF Association has strengthened its opposition to any outright ban on limited recourse borrowing arrangements, instead calling for an increase in consumer protectio...

ASIC has entered a change of the responsible entity for an Aurora Fund in its record of registration, despite submissions made by Aurora Funds Management to the contrary,...

A Hobart financial planner who was not sufficiently trained, despite holding a Diploma of Financial Planning from Kaplan, or competent to provide financial services has b...

The Australian Lawyers Alliance has taken issue with the Financial Services Council’s new life insurance code of conduct arguing that is neither fully enforceable nor tak...

The Age has uncovered that corporate regulators, including ASIC, have been “wined, dined and given corporate gifts without scrutiny” by those in the industries they are m...

The Australian Securities and Investments Commission has imposed additional conditions on the Australian financial services licence of HNW Planning....

The Australian Securities and Investments Commission has taken court action against Advanced Wealth Financial Services and Richard Gardner....

The Australian Securities and Investments Commission is continuing to pursue one of its longest-ever litigations surrounding the collapse of MFS Investment Management by ...

ASIC has imposed additional conditions on the Australian financial services licence of Kaz Capital, following concern on the adequacy and effectiveness of the company’s c...

The Australian Securities and Investments commission has suspended the Australian financial services (AFS) licence held by Halifax Investment....

Financial advisers have emerged as unwitting casualties of the Productivity Commission’s final report on superannuation competitiveness and efficiency....

With adviser education set to be a continued focus for the industry in the new year, the SMSF Association has welcomed the Productivity Commission’s call for high advice ...

Having an unblemished record as a chartered accountant is not justification in itself for being granted an Australian Financial Services License, according to the Adminis...

Industry Super Australia has warned that the Australian Securities and Investments Commission’s latest recommendations on super fee disclosure don’t go far enough in crea...