POWERED BY MOMENTUM MEDIA
AFSL
Accounting
Accountants are being warned to start their applications for limited AFSLs now or risk missing the 1 July 2016 deadline....
Financial planning
A liquidator has been appointed for a Perth-based private investment company after ASIC lodged an application following complaints of fraud against the companies....
Accounting
More than half of the 160 accountants who have applied for a limited AFSL have not been granted licences by ASIC....
Policy & Regulation
After a change of directors the Australian Capital Markets Advisory Services was unable to meet its AFSL obligations, and as a result its license has been suspended....
Financial planning
Planning group signs with superannuation and corporate compliance software to offer accountants licensing solution....
Financial planning
A Queensland couple are facing civil action over allegations that they have been providing financial services without and AFSL....
Financial planning
Hobart-based firm Main Street Financial Solutions has left IOOF-owned Lonsdale to join privately owned Fitzpatricks Private Wealth....
Financial planning
CPA Australia’s planning move has serious competitive implications for accountants already running planning practices....
Financial planning
ASIC has cancelled Melbourne-based advice group, TCI Capital Advisers’ AFSL over compliance concerns....
Financial planning
The myth of institutional domination has been exposed as false with ASIC data revealing they control less than 50 per cent of advisers....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...