A law firm has warned AFSLs and credit licence applicants can expect ASIC to take a tougher approach to assessing their applications but the exact requirements were not c...

ASIC has suspended the AFSL of Paramatta-based firm, Rural and General Insurance Broking, for failing to lodge financial statements....

ASIC has cancelled Lotus Securities AFSL after it breached several of its key obligations. ...

ASIC cancelled The Sharemarket College’s AFS licence and banned its responsible managers from providing financial services for making misleading claims....

ASIC has cancelled the Australian financial services license held by Marigold Falconer International Limited....

ASIC has cancelled PMIIG’s AFSL after it was found incompetent in providing financial services covered by its licence. ...

ASIC has cancelled the Australian financial services licence of a Sydney-based firm, Edwards Benefits for breaching key obligations....

A firm has launched a series of packages for accountants who wanted technical training, compliance documents, and templates for their limited AFSLs. ...

Contrary to accountants’ fears that financial planning firms would take a clip of their fees, GPS Wealth suggested the two professions working together could increase pro...

ASIC has cancelled ICBC Capital’s Australian financial services licence following the application made by one of the company’s creditors....

ASIC has removed additional conditions it imposed on Macquarie Bank’s AFSL after a review by KPMG found no additional breaches to those the bank had already reported. ...

Mike Taylor writes that ASIC’s proposal for a regulatory sandbox may prove to be a decisive element in the growth of Australian fintechs....

ASIC has formally canvassed the use of a “regulatory sandbox” approach which would allow fintech companies to test products for six months without an AFSL....

ASIC has suspended Marigold Falconer International’s AFSL after it failed to have a current indemnity insurance and lodge financial statements on time....