ASIC cancels AFSL and permanently bans its responsible manager
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager.
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Back-to-back adviser losses reported in June
In the run-up to heavy losses expected at the end of the financial year, June has already reported consecutive weeks of adviser losses.
AUTHOR
Shy-Ann Arkinstall
Platinum merger candidate opposes LIC conversion
L1 Capital, which is in talks to merge with Platinum Asset Management, has indicated it opposes a deal to convert a Platinum LIC into an ETF.
AUTHOR
Laura Dew
Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.
Evidentia Group appoints quant head from AMP
Evidentia Group has hired a head of quantitative investments who joins the investment firm and managed account provider from AMP.
AUTHOR
Laura Dew
Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.
Bentham appoints 2 to distribution team
Bentham Asset Management has become the latest fund manager to expand its distribution team as it reports increased interest in its credit strategies.
AUTHOR
Laura Dew
Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.
Relative Return Insider: Public-private discussions and the future of markets
In this week’s episode of Relative Return Insider, hosts Maja Garaca Djurdjevic and Keith Ford discuss a busy we
AUTHOR
Keith Ford
Former NSW adviser banned over cryptocurrency scam investment
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam.
AUTHOR
Laura Dew
Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.
ASIC cracks down on finfluencers over unauthorised financial advice
ASIC has sent warning notices to social media finfluencers who it suspects are providing unlicensed financial advice to Australians as part of a global crackdown by international regulators.
AUTHOR
Keith Ford
The behavioural conflict from advising multigenerations
Financial advisers may be encouraged to work with multiple generations amid the intergenerational wealth transfer, but the FAAA has warned it can cause behavioural conflicts and ethical dilemmas.
AUTHOR
Laura Dew
Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.
The ‘4 Ps’ of private market investment selection
Franklin Templeton has shared four rules for financial advisers when it comes to including alternative investments in client portfolios.
AUTHOR
Laura Dew
Laura Dew is editor at Money Management. Prior to joining MM, she spent five years working at Investment Week in the UK, covering asset and wealth management.
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