ASIC

Perth-based financial adviser, Lawrence O’Neill, has been banned from providing financial services for four years...

The chair of the Australian Securities and Investments Commission, James Shipton has declared the regulator treats...

Parliamentary committee questioning has seen the Australian Securities and Investments Commission detailing the...

CommInsure will refund $12 million for unfair life insurance telephone sales to around 30,000 customers.

Questions have been raised about the appropriateness of an Australian Securities and Investments Commission class...

In a bid to lift regulatory burden on super funds the two regulators are looking to share data for areas of common...

The Australian Securities and Investments Commission has granted planning licensees a three-year exemption from...

The Australian Securities and Investments Commission has provided a Parliamentary Committee with data confirming...

GPS Wealth adviser, Mark Alexander Rothnie has been banned by ASIC for failing to act in the best interests of his...

ASIC has banned former Apogee and ANZ financial adviser Adrian Khaw who advised clients to use an SMSF and use...

Only two industry superannuation funds have been served with Australian Securities and Investments Commission...

The Australian Securities and Investments Commission has avoided declaring a targeted success rate for its ‘if not...

A superannuation fund has found itself in the Federal Court over Australian Securities and Investments Commission...

The Australian Securities and Investments Commission has obtained freezing orders on the assets of a financial...

Two self-managed superannuation fund auditors have been disqualified by the Australian Securities and Investments...