ASIC

Government agencies, including the Australian Federal Police, have been alerting the Australian Securities and...

Mike Taylor writes that less than 12 months out from the Australian Securities and Investments Commission’s review...

Seven super funds have been classifying new members as ‘smokers’ by default and over 5,000 members will receive $3...

The Australia Financial Complaints Authority may have ‘paused’ processing complaints against insolvent financial...

With a mutual history within Credit Suisse, the exit of Alex Wade has seen AMP chief executive, Francesco De...

AFCA has welcomed ASIC’s assessment that continuing credit contracts cause consumer detriment and that the...

The Australian Securities and Investments Commission has been asked to provide a formal written explanation of the...

Former financial adviser and director of CFS Private Wealth, Graeme Miller, was sentenced to six years’...

Faced with at least six weeks of Level 4 lockdown, financial advisers in Melbourne need regulatory relief around...

The chair of a key Parliamentary Committee has raised the Australian Securities and Investments Commission’s...

Consumer groups’ views proved far more effective in convincing the Australian Securities and Investments...

The Australian Securities and Investments Commission has released final updated guidance on how financial firms...

The law, as it stands, around financial services licensing and managed investment schemes was not designed or...

David Horton was found to have given clients’ inappropriate advice to double gear their investments and did not...

The Australian Securities and Investments Commission has taken action to wind up illegal investment scheme...