ASIC

Cases like Mayfair 101 highlight the need for an update of the term ‘wholesale investor’, according to the...

The corporate regulator’s decision to ignore the problem with the term ‘general advice’ will continue to confuse...

The proceedings related to the bank's role in executing a $12 billion interest rate swap transaction with...

Rahul Goel of AR Wealth and Finance in Western Australia has also been charged with three counts of false...

Mike Taylor writes that the popularity of self-managed superannuation funds and the failure of the so-called...

The Australian Securities and Investments Commission has admitted it has discretion over the so-called ASIC levy,...

The Government has appointed Joe Longo as its chair, replacing James Shipton.

The Australian Securities and Investments Commission has changed the financial requirements for some types of...

The corporate regulator has banned another former authorised representative for misleading clients about MySuper...

Administration fees are one of the biggest drains on retirement savings and including them in the test will drive...

The major financial planning representative groups have met informally to discuss the direction of policy amid the...

ASIC has announced that IOOF licensees, Bridges and RI Advice, have entered into a commitment on remedial action...

The corporate regulator says the “spirit of intent” rather than a literal understanding of requirements will be...

Ahmed Saad has pleaded guilty after operating a scheme to provide illegal early access to super for clients.

The corporate regulator has asked the industry to better help the regulators better regulate the industry.