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Lowering regulation costs and an improved regulatory framework for limited licences is among the items on the Association’s regulatory wish list....
Advisers with comprehensive and up to date documentation will have the best shot at surviving any review from the financial services credit panel....
Aberdeen Standard Investments has announced the establishment of the Sustainability Institute in the Asia Pacific region. ...
There is a large number of unappreciated companies in Japan which offer opportunities for value investors, according to Schroders. ...
Almost 45% of financial advisers are using managed accounts as a way to alleviate compliance burdens, according to a report. ...
Frontier has appointed Meirine Giggins as a senior consultant as the firm looks to grow its presence in the endowments, wealth management and family office space. ...
The corporate regulator’s RG 275 will cover all requirements for the implementation the new deferred sales model for add-on insurance, including any exemptions....
It has appointed Odette Linnett as investment director, Carolyn van Leuven as senior advisor, and Mathew Pirotta as associate....
There has been a growing interest in engagement with superannuation along with positive attitudes towards the super guarantee increase and higher contribution caps, among...
Indirect costs associated with the corporate watchdog’s levy has risen to $24.5 million and these costs are closely related to the increased spending on litigation fundin...
Financial advisers need to make sure all their new regulatory requirements are in place by October to avoid any scrutiny from the regulators, even if they aren’t receivin...
Digital advice is essential to servicing the unmet advice gap but making the platforms simple is the biggest challenge, according to a panel. ...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...