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News by this author
Financial services firms concerned about compliance may be better off sharing a licence with other parts of the business, a specialist lawyer says. ...
Australia’s small cap fund management market is ripe for new boutiques as existing players edge closers to capacity, van Eyk Research believes. ...
The Association of Superannuation Funds of Australia (ASFA) warned super funds not to delay on SuperStream reforms despite a deadline extension of one year....
The FPA has welcomed ASIC and dealer group support for moves to separate product sales and advice....
BT Financial Group senior executive, Deanne Stewart, has been appointed as the Australian chief executive of major insurer, Metlife....
Industry Fund Services (IFS) has resolved compliance issues related to incorrect investment of client funds into an unregistered management investment scheme...
The Financial Ombudsman Service claims it will deliver on first round of changes to improve dispute resolution process...
ASIC grants relief to super fund’s advisory arm to reduce advisor exposure to personal liability....
Suncorp announces $350m write-down for Life business amid continuing industry headwinds....
The Federal Government has provided superannaution funds with extra time to implement SuperStream standards....
Analysis by this author
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...