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News by this author
One of Australia’s regulators fears self-managed super funds could expose investors to inappropriate borrowing strategies, but doesn’t see a role for itself in guarding t...
Credit Suisse has paid a fine of $88,400 for a costly trading error that was not properly reported. ...
Macquarie says it “found no evidence” that several financial advisers cheated on a continued professional development (CPD) test using answers circulated by management. ...
NAB’s new CEO has wasted no time in reshuffling his leadership team, appointing four new executives on lower salary packages than their predecessors. ...
An alarmingly low proportion of Australians say they would use a pay increase to take out financial protection, a survey shows. ...
Financial advisers have been encouraged to tackle diversifiable and systematic risk simultaneously to meet the needs of a growing base of retirees seeking advice. ...
ASIC has accepted an enforceable undertaking (EU) from PGW Financial Services....
Banks’ efforts to capture lending market share has led to a surge in demand for mortgage experts, according to a Hays survey....
Financial advisers’ high regulatory burden is the product of a system that wrongly fails to distinguish “high risk” and “low risk” advice, an adviser believes....
The bulk of advisers expect SMSF revenue to grow by more than 25 per cent over the next three years, largely driven by referrals from accountants, a CoreData survey has r...
Analysis by this author
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Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...