The former director of a foreign exchange provider has been “restrained” from providing financial services after providing services not covered by its licence....

Australian investors are increasingly turning to ETFs to tap into the benefits of offshore investments, with the sector surpassing $15 billion in funds under management. ...

A former Commonwealth Bank financial planner will have her compensation claim for an injury sustained at a motel following a team meeting reassessed following an appeal....

Two Melbourne men and one of their partners have been charged with conspiring to defraud financial institutions of approximately $110 million, following an ASIC investiga...

An SMSF trustee has been ordered to pay fines and legal costs of $37,500, after taking advice from a financial planner before providing unauthorised loans to his brother-...

Spring Financial Group is the latest financial planning group to seek a listing on the ASX, after launching an IPO in late December....

Investors who backed certain agricultural managed investment schemes run by Great Southern will receive $16.79 for every $10,000 they invested under a settlement approved...

A Victorian adviser has agreed not to provide financial services for a year under the terms of an EU with ASIC....

Australians with secret offshore income streams have eight days left to voluntarily disclose them to the ATO or face significant penalties and potential criminal prosecut...

Authorised deposit-taking institutions’ mortgage lending practices will come under the microscope in 2015 as APRA seeks to clampdown on risky lending....