Advisers need to step up and deliver financial advice in the same way that consumers are interacting with their finances....
Hyperion has made three appointments to its team, including a head of risk and compliance who joins from Northcape Capital. ...
Self-managed superannuation fund trustees could be exempt from certain compliance actions as the Australian Taxation Office has extended relief measures as a result of CO...
The rights of large index fund managers has become a larger issue over the last two years as their holdings in companies significantly increase. ...
Investors are asking fund managers ‘more pointedly’ for sustainable income and less volatility in their fixed income allocations....
The IPCC’s climate change report has prompted Janus Henderson to launch an active exchange traded fund focused on sustainable investing....
Delegating tasks away and taking a proactive approach to change are among recommendations for advisers to ‘thrive’ in an industry filled with regulation....
Failure to recognise advisers’ prior learning is a waste of resources, according to Labor’s Stephen Jones. ...
Advisers are being threatened by both increasing regulation and higher educational standards, with the Association of Financial Advisers calling for a “regulatory reset”....
The education provider is looking to launch a dedicated Bachelor in Financial Planning undergraduate degree next year....
The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...