regulators

Policy & Regulation

Frydenberg’s tough message to regulators – you have enough powers

The Federal Treasurer has sent a tough message to the financial services regulators that they have enough powers and that they are there to deliver on Government policy, ...

Funds management

Responsible investing lead to better performance

The funds that have incorporated responsible investing principles outperformed most mainstream Australian and international peers, according to a report by the Responsibl...

Policy & Regulation

Academics urge board to monitor ASIC and APRA

A new research paper developed by three academics has urged the imposition of an over-arching assessment board to oversight the effectiveness of the Australian Securities...

Policy & Regulation

Regulators failed to stop misconduct: Hayne

The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry has slammed the industry regulators for failing to sufficiently punish...

Policy & Regulation

ASIC has a case to answer, says Frydenberg

The Federal Treasurer, Josh Frydenberg says he believes the Australian Securities and Investments Commission has a case to answer for the issues raised in the Royal Commi...

People & Products

Lombard Risk announces ANZ expansion

Lombard Risk has announced an Australia and New Zealand expansion on the back of new Australian Prudential Regulation Authority reporting requirements....

Financial planning

Big data will boost regulatory monitoring

Big data tools and regtech would enhance regulators' ability to monitor and identify systemic issues in the financial services industry without needing to rely on custome...

Tools & guides

Developing profession needs professional approach

There needs to be careful consideration of the significant overlap between the requirements of the new professional standard framework under the new Standards Body and th...