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PETER KELL
Financial planning
The financial planning industry will face a wave of criticism after the release today of a damning report on the quality of financial planning advice....
Financial planning
A Melbourne financial planner has been issued with an order from the Federal court restraining him from receiving money in connection with the supply of financial product...
Financial planning
The Australian Securities and Investments Commission (ASIC) says the use of past performance figures in advertising should include a five year return figure, be calculate...
Financial planning
The investment market is a changing place for the financial services consumer in 2002. Nicole Szollos looks at the trends and developments that shape and sharpen consumer...
Financial planning
Fund managers and other providers of financial services may be forced to review all the advertising of their products after the Australian Securities and Investments Comm...
Financial planning
The AXA Asia Pacific Group has been forced to terminate or modify a series of print and television advertisements after the Australian Securities and Investments Commissi...
Financial planning
The Australian Securities and Investments Commission (ASIC) has capped off a busy year with the announcement that it has banned 30 advisers and jailed 25 people it descri...
Financial planning
Australian Securities and Investments Commission (ASIC) senior executive Shane Tregillis, who was closely involved with the development of ASIC policy papers in response ...
Financial planning
Respected financial services consumer advocate Peter Kell has been promoted to head up a new division of the Australian Securities and Investments Commission (ASIC)....
Financial planning
More than 100 financial advisers are being chased by the Australian Securities and Investments Commission (ASIC) for failing to join a consumer complaints resolution sche...
Financial planning
ASIC has signalled it is getting serious about financial planners who have a conflict of interest by charging and convicting a former National Australia Bank (NAB) financ...
Financial planning
The Australian Securities and Investments Commission (ASIC) is looking to step up its consumer education programs....
Financial planning
The Australian Securities and Investments Commission (ASIC) is looking to step up its consumer education programs...
Financial planning
The Australian Securities and Investments Commission (ASIC) recently issued a warning, telling investors and advisers to be aware of the pitfalls of share trading systems...
Financial planning
There is no computer software that can make you ‘get rich quick’, so don’t be fooled by sales hype and inflated claims, says Director of the Australian Securities and Inv...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...