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PETER KELL
Financial planning
The Commonwealth Bank of Australia has agreed to change some of its advertised loan comparison rates after concerns were raised by the Australian Securities and Investmen...
Financial planning
The Commonwealth Bank of Australia has agreed to change some of its advertised loan comparison rates after concerns were raised by the Australian Securities and Investmen...
Financial planning
ASIC will be sending out surveys to the second tier of Australian financial services licensees over the next week as the second phase of its industry practice survey gets...
Financial planning
Following concerns raised by the Australian Securities and Investments Commission (ASIC), Westpac Banking Corporation will undertake a review of its marketing of geared i...
Financial planning
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian Financial Services Licence (AFSL) of financial advice firm Ferguson No 2....
Financial planning
A Gold Coast director has been sentenced to more than seven years in jail for defrauding investors of $2 million, according to the announcement released by the Australian...
Financial planning
Mortgage brokers could do more to comply with responsible lending obligations, according to an Australian Securities and Investments Commission (ASIC) review....
People & Products
The Australian Securities and Investments Commission (ASIC) has announced the appointment of Peter Kell and Greg Tanzer as the regulator’s new commissioners....
Funds management
It costs anywhere between $30 million and $100 million to establish a retail investment platform and the ACCC believes no new players will be ready to ante up – par...
Financial planning
Competition in the retail investment platform market remained at the heart of the ACCC’s concerns, with IOOF deemed unable to provide the necessary competitive dyna...
Financial planning
Authorities point to upsurge in scams as the global financial crisis begins to bite....
Financial planning
Leading financial services industry figures involved in discussions regarding disclosure at the ASIC Summer School have agreed disclosure practices must be plainer and ea...
Financial planning
Peter Kell is the face of the wave of consumerism that has washed over the financial planning industry...
Financial planning
The financial services industry has deep conflicts of interest and structural problems that fund managers and financial planners must seek collective solutions to accordi...
Financial planning
What do the Australian Securities and Investments Commission (ASIC) and the Australian Consumers Association (ACA) really want from financial services? What can be left o...
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MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...