PETER KELL

Financial planning

Westpac has agreed to withdraw and modify communications sent to customers regarding credit limit increase invitations after ASIC formed the view they were misleading....

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Financial planning

ASIC has permanently banned a former contracts for difference (CFD) dealer after it found that he had engaged in misleading and deceptive conduct under a deregistered bus...

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Policy & Regulation

The Financial Services Council and Association of Financial Advisers have joined together to provide a forum looking at life in a post-FOFA financial planning world....

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Financial planning

Platform providers might be required to disclose their selection criteria for financial products included on their investment menu....

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Editorial

According to APRA, ASIC will ultimately be responsible for acting on any breaches around advertising such as the Industry Super Network’s 'compare the pair' campaign....

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Financial planning

ASIC has cancelled the Australian credit licence of Nova Home Loans Pty Limited after the company failed to become a member of one of ASIC's approved external dispute res...

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Financial planning

ASIC has cancelled the Australian credit licence of Nova Home Loans Pty Limited after the company failed to become a member of one of ASIC's approved external dispute res...

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Financial planning

American Express Australia has agreed to slash its policy of increasing interest rates for credit card customers in default, following concerns raised by the financial se...

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Financial planning

American Express Australia has agreed to slash its policy of increasing interest rates for credit card customers in default, following concerns raised by the financial se...

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Financial planning

ASIC commissioner Peter Kell has defended the regulator's decision to reveal the "headline results" of its recent financial planning shadow shop to the Parliamentary Join...

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Financial planning

ASIC releases a new guide on financial services advertising, but remains vague on Senate questions asked about Industry Super Network's 'compare the pair' campaign....

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Financial planning

ASIC commissioner Peter Kell has defended the regulator's decision to reveal the "headline results" of its recent financial planning shadow shop to the Parliamentary Join...

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Financial planning

ASIC releases a new guide on financial services advertising, but remains vague on Senate questions asked about Industry Super Network's 'compare the pair' campaign....

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Financial planning

Two companies owned and controlled by former NSW President of the Finance Brokers Association of Australia, Christopher John Riotto, have been found to have engaged in 'u...

Financial planning

Two companies owned and controlled by former NSW President of the Finance Brokers Association of Australia, Christopher John Riotto, have been found to have engaged in 'u...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 6 days ago