James Shipton

ARTICLES

The industry continued to place blame squarely at the feet of both major political parties for the election outcome for engendering uncertainty by tinkering with super,

28 August

Financial planning

ASIC outlines crackdown on super advice

The Australian Securities and Investments Commission has signalled a tougher and more targeted approach to advice...

21 May

Policy & Regulation

ASIC chair issues industry ‘fairness challenge’

Australian Securities and Investments Commission (ASIC) chair James Shipton has issued a ‘fairness challenge’ to...

Members of Suncorp’s Brighter Super product have been told of a temporary data breach, making their personal details available to other members.

17 May

Policy & Regulation

ASIC clarifies litigation approach

The Australian Securities and Investments Commission has clarified the circumstances in which it is likely to...

Sep 16 2019 - 1:30pm

Meeting the needs of tomorrow’s client

In the new era of investing, advisers need to keep pace with shifting client preferences.

Desktop Broker

28 March

Policy & Regulation

Are there still things to hide in financial services?

The chairman of the Australian Securities and Investments Commission, James Shipton has suggested that those who...

22 February

Outsider

High cost of putting writing on the wall for ASIC

Outsider is prepared to bet that when the team at ASIC were ticking off their 2018 unfinished business list just...

21 February

Policy & Regulation

ASIC reveals 50% increase in enforcement investigations

The Australian Securities and Investments Commission has revealed a 50 per cent increase in enforcement...

Sep 1 2019 - 4:45pm

Go Beyond Borders and Benchmarks for Income

As the market landscape gets trickier, generating income from investments is harder than ever. Find out why it...

J.P. Morgan Asset Management

10 December

Policy & Regulation

Frydenberg names new ASIC deputy chair

The Federal Government has appointed the Productivity Commission deputy chair, Karen Chester as the replacement...

26 November

Policy & Regulation

Should ASIC executives be subject to the BEAR?

Australian Securities and Investments Commission chairman, James Shipton has signalled his intention to subject...

Is vertical integration the real problem?

23 November

Policy & Regulation

ASIC questioned over governance practices

The Royal Commission has asked ASIC why recent new senior level roles were all filled by internal candidates from...

23 November

Policy & Regulation

Does ASIC intend to regulate itself?

ASIC chair, James Shipton, has come under fire from the Royal Commission, which seemed dissatisfied with how the...

22 November

Policy & Regulation

Shipton defends ASIC’s close relationship with bank execs

The frequent contact between ASIC commissioners and the chief executives and boards of the institutions they...

Three of the four major banks are backing the imposition of an annual public reporting regime of the wealth management industry overseen by ASIC.

25 October

Policy & Regulation

We won’t be captured, says ASIC chairman

New Australian Securities and Investments Commission chairman, James Shipton has vowed to eliminate the...

23 October

Policy & Regulation

Frydenberg urges tougher ASIC approach

The Federal Treasurer has reinforced that he wants the Australian Securities and Investments Commission to take a...

19 October

Policy & Regulation

ASIC signals litigious intent

The Australian Securities and Investments Commission has signalled the likelihood that it will become...

Market Insights

Meeting the needs of tomorrow’s client

16 September 2019

Go Beyond Borders and Benchmarks for Income

1 September 2019

Mounting signs the global economic expansion is losing momentum

16 September 2019

Podcast series: Emerging market debt

13 September 2019

EVENTS

Oct23

Women in Financial Services 2019

RobinBris

Interesting I can read all about his in the Financial Review and the SMH, but Aunty ABC has not...

ASIC dismantles online fraud syndicate36 min 25 sec ago

RobinBris

Until there is a full independent review of ASIC, including staff gift registers, events...

Clients still struggling to understand value of advice56 min 27 sec ago

Old Fella

Under the FASEA Code of Ethics from January 1 next year, all financial advisers are expected to...

ASIC looks at reasonableness of super advice fees1 hour 22 min ago

James Shipton

ARTICLES

ASIC outlines crackdown on super advice

ASIC chair issues industry ‘fairness challenge’

ASIC clarifies litigation approach

Meeting the needs of tomorrow’s client

Are there still things to hide in financial services?

High cost of putting writing on the wall for ASIC

ASIC reveals 50% increase in enforcement investigations

Go Beyond Borders and Benchmarks for Income

Frydenberg names new ASIC deputy chair

Should ASIC executives be subject to the BEAR?

ASIC questioned over governance practices

Does ASIC intend to regulate itself?

Shipton defends ASIC’s close relationship with bank execs

We won’t be captured, says ASIC chairman

Frydenberg urges tougher ASIC approach

ASIC signals litigious intent

Meeting the needs of tomorrow’s client

Go Beyond Borders and Benchmarks for Income

Mounting signs the global economic expansion is losing momentum

Podcast series: Emerging market debt

RobinBris

RobinBris

Old Fella

Education

News

Features

Events

James Shipton

ARTICLES

Equities

Fixed Income

Managed Accounts

RobinBris

RobinBris

Old Fella