James Shipton

ARTICLES

9 out of 10 super funds investigated by ASIC were retail funds

We treat retail and industry funds equally says ASIC

ASIC joins forces with EU regulator on benchmarking

ASIC’s Shipton: Australia ‘missed opportunity’ to prevent RC issues

ASIC concerned about investment funds consolidation

ASIC urges companies improve compliance risk management

How ASIC ran out of pages to explain grandfathering fall-out

ASIC outlines crackdown on super advice

ASIC chair issues industry ‘fairness challenge’

ASIC clarifies litigation approach

Are there still things to hide in financial services?

High cost of putting writing on the wall for ASIC

ASIC reveals 50% increase in enforcement investigations

Frydenberg names new ASIC deputy chair

Should ASIC executives be subject to the BEAR?