The corporate regulator’s chair, James Shipton has said that the watchdog would not look into AMP’s buyer of last resort arrangements unless there were further and better...

The Australian Securities and Investments Commission has investigated 10 superannuation funds in the past four years – nine of them were retail funds....

The chair of the Australian Securities and Investments Commission, James Shipton has declared the regulator treats industry and retail funds equally....

The Australian Securities and Investment Commission has signed a Memorandum of Understanding with the European Securities and Markets Authority regarding financial benchm...

The industry took a “she’ll be right” attitude in the decade after the GFC where it acted as if nothing was wrong, according to ASIC commissioner James Shipton....

Australian Securities and Investments Commission chairman, James Shipton, has pointed to regulatory concerns about the consolidation of investment funds and the consequen...

The Australian Securities and Investments Commission has urged a ‘sense of urgency’ be applied by companies to their non-financial risks, including compliance risk. ...

The Australian Securities and Investments Commission chairman, James Shipton, has claimed the regulator simply didn’t have enough pages to explain the implications of end...

The Australian Securities and Investments Commission has signalled a tougher and more targeted approach to advice within superannuation....

Australian Securities and Investments Commission (ASIC) chair James Shipton has issued a ‘fairness challenge’ to the financial services industry....

The Australian Securities and Investments Commission has clarified the circumstances in which it is likely to litigate financial services breaches....

The chairman of the Australian Securities and Investments Commission, James Shipton has suggested that those who are pushing back against the regulator may still have som...

Outsider is prepared to bet that when the team at ASIC were ticking off their 2018 unfinished business list just before Christmas, they thought it possible that no-one wo...

The Australian Securities and Investments Commission has revealed a 50 per cent increase in enforcement investigations of misconduct on the part of the major financial in...