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Financial planning
Even if financial planners don't agree with the findings of ASIC's recent shadow shopper survey, they should consider attending upcoming workshops addressing the findings...
Financial planning
Money Management's new iPad edition is out now, bringing you our best in news, features and commentary, as well as loads of exclusive content....
Financial planning
ASIC is undertaking a compliance program to assess the information lodged by Australian credit licensees (ACLs) in their annual compliance certificates....
Funds management
iShares has announced their support of ASIC's latest report on the regulation of ETFs in Australia and international principles impacting ETFs in Australia....
Policy & Regulation
The FPA's Mark Rantall has told a Money Management roundtable that asset-based fees should not act as an impediment to ASIC providing class-order relief from opt-in....
Financial planning
The number of companies entering liquidation is continuing to break records, with 10,544 companies entering some form of insolvency administration in the year to January ...
Policy & Regulation
Following Minister for Financial Services and Superannuation Bill Shorten's announcement regarding a watering-down of opt-in requirements yesterday, ANZ was still prepari...
Policy & Regulation
FOFA bills containing key opt-in amendments pass House of Representatives....
Financial planning
ASIC will release a new guide covering the role of research and ratings houses later this year....
Financial planning
The Administrative Appeals Tribunal has affirmed ASIC's decision to ban former Commonwealth Financial Planning adviser Don Nguyen from providing financial services for se...
Financial planning
A banned Gold Coast financial adviser will return to court today to face 19 criminal charges including providing false or misleading statements and failing to have a reas...
Financial planning
Platform providers might be required to disclose their selection criteria for financial products included on their investment menu....
Financial planning
ASIC opts not to pursue action against Reserve Bank companies after receiving AFP report....
Financial planning
ASIC has called on companies to improve their executive remuneration disclosure after a review of 50 remuneration reports from Australia's biggest companies....
Financial planning
ASIC has announced it will extend the interim class order relief granted to lawyers and funders involved in legal proceeding structures as funded representative proceedin...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...