INVESTMENTS COMMISSION

Financial planning

Two more advisers have been up before the courts as a result of two Australian Se-curities and Investments Commission (ASIC) investigations....

Financial planning

The Financial Planning Association’s (FPA) complaints resolution scheme is to be rolled into the operations of its only competitor....

Financial planning

Consumers are still being left out of the financial services loop, according to the Australian Securities & Investments Commission (ASIC)....

Financial planning

The Wattle Group, who hit the Money Management headlines last year after being accused of leaving a group of investors high and dry are back in the headlines. ...

Financial planning

Two of the biggest players in the US mutual funds industry are preparing to launch in to the Australian retail financial services market....

Financial planning

The Securities Institute will offer its first subject on the Internet, Financial Planning Principles and Practice, in a drive to bring higher education in the financial s...

Funds management

A review of real estate agents providing investment advice in regard to property is being sought through an FPA submission to the Australian Securities & Investments Comm...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 2 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 5 days ago