FINANCIAL OMBUDSMAN SERVICE

Financial planning

Milana Pokrajac examines the advantages and disadvantages of vertically integrated advice compared to self-licensing and non-aligned advice....

Financial planning

Planners and accountants unlikely to take each other’s work due to workloads involved. ...

Accounting

Accountants who wish to avoid product distribution pressure should not join an institutionally aligned licence if they wish to provide advice....

Financial planning

The corporate regulator welcomes FOS’ focus on timeliness, but makes no mention of long-term structural change....

Financial planning

An independent review into FOS finds its organisational model has reached the end of its effective life and it needs change. ...

Financial planning

Federal ministers have been told FOS is being distracted by commercial borrowers such as property developers....

Editorial

There exists plenty of evidence that the External Dispute Resolution regime and its interplay with PI cover is proving problematic for the financial planning industry. Mi...

Financial planning

The increasing complexity of financial services legislation is responsible for the growing levels of frivolous legal claims against planners. ...

Superannuation

Adelaide-based SMSF property promoter restricted from travel after company collapse. ...

Editorial

While there are many loose ends associated with the Future of Financial Advice regime, Mike Taylor writes that the Government should avoid allowing its Financial Systems ...

Financial planning

FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....

Financial planning

The AFA wants the Financial Systems Review to encompass both PI and the external dispute resolution processes....

Financial planning

James Kenny’s passion for educating up-and-coming stars of the profession saw him take home the 2013 Financial Planner of the Year award, Kate Cowling reports. ...

Financial planning

Dealer group head calls for rigorous consultations before FOS moves to lift fees....

Financial planning

FOS is proposing to more than double its maximum membership fee to $25,000. ...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 2 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

2 weeks 3 days ago

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

5 days 14 hours ago
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