FINANCIAL ADVICE

Accounting

Barry Lambert confirms SMSFs represent a major motivator for accountants to utilise special financial advice licensing....

Editorial

The trouble with APES 230 is that it goes much further than FOFA, with a prohibition on commissions and the elimination of asset-based fee arrangements....

Accounting

Three quarters of accountants who took part in an MLC survey intend to deliver financial advice to their clients under the proposed new accountant's licensing regime....

Financial planning

With dealer groups looking to service untapped markets, rural and regional Australia could represent a perfect growth opportunity for financial planners....

Financial planning

BT chief Brad Cooper outlines growth push based on financial planner alignment and product quality....

Financial planning

Suncorp's Sarina Raffo says working mums represent a potentially large client segment for planners and outlines the areas where they need financial advice....

Editorial

A Money Management/Association of Financial Advisers forum dealing with the Financial Services Council’s framework on life/risk remuneration uncovered strong feelings and...

Financial planning

A number of business development managers who have been made redundant by financial services institutions are struggling to find their way back into the industry....

Superannuation

NGS Super claims its in-house financial planning model has proved effective in dealing with members' specific needs....

Financial planning

ASIC has monitored more than 3,300 providers of financial advice over the past year, dedicating 29 staffers to the surveillance....

Policy & Regulation

Most financial planning principals have felt the need to reduce costs within their businesses, according to a survey conducted by Money Management....

People & Products

Former Millennium3 Financial Services executive director of advice and advocacy Sean Graham has joined Mills Oakley Lawyers' financial services practice....

Policy & Regulation

Rubik Financial managing director Wayne Wilson says the fourth version of COIN is ready for the Future of Financial Advice (FOFA) reforms....

Financial planning

GBST has released a new wealth management platform that it said is market ready for incoming Future of Financial Advice (FOFA) requirements....

Policy & Regulation

The ATO has been urged to treat the provision of advice within super equally across types of funds....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 2 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 3 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 2 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

1 week 4 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 2 days ago
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